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  1.  
  2. Posts tagged: rule 144

Regulation – SEC Rule 144

Sep

27

2008

The Federal Securities Act of 1933 generally requires that stock and other securities must be registered with the Securities and Exchange Commission (the “S.E.C.”) prior to their offer or sale. Registering securities with the S.E.C. can be expensive and time-consuming. This article offers a brief introduction to SEC Rule 144, which allows for the sale ...
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Selling Stock -- SEC Rules

angel · rule 144

Rule 144: Selling Restricted and Control Securities

Sep

27

2008

When you acquire restricted securities or hold control securities, you must find an exemption from the SEC’s registration requirements to sell them in the marketplace. Rule 144 allows public resale of restricted and control securities if a number of conditions are met. This overview tells you what you need to know about selling your restricted ...
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Selling Stock -- SEC Rules

angel · rule 144

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