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  1.  
  2. LEGAL/CORPORATE STUFF
  3. Selling Stock -- SEC Rules
  4. Regulation D: Selling stock without registration :: WRAL.com
« What entrepreneurs need to know about Founders’ Stock — Lightspeed Venture Partners Blog
What is Form D and what information gets publicly disclosed to the SEC regarding a financing? : Startup Company Lawyer »

Regulation D: Selling stock without registration :: WRAL.com

27 Sep 2008   | Selling Stock -- SEC Rules
LINK TO ORIGINAL ARTICLE:
  • http://localtechwire.com/business/local_tech_wire/opinion/story/3099535/

Among the myriad of issues an entrepreneur or business founder faces when starting a business is how to raise capital for the company. Some of the options available include bank financing, owner contributions, and private securities offerings. However, no matter how small the company or how small the amount of money being raised, a company desiring to raise capital through the sale of debt or equity securities (collectively referred to in this article as “securities”) must register the securities with the Securities and Exchange Commission (“SEC”) under the Securities Act of 1933 (the “Act”), as well as with the applicable state securities administrators, and provide a prospectus to purchasers of the securities – unless the company offering the securities can find an exemption from the registration requirements.

Some exemptions are described.

>>> READ MORE at:
  • http://localtechwire.com/business/local_tech_wire/opinion/story/3099535/
« What entrepreneurs need to know about Founders’ Stock — Lightspeed Venture Partners Blog
What is Form D and what information gets publicly disclosed to the SEC regarding a financing? : Startup Company Lawyer »

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